Description

• Opportunity to work in a highly regulated financial instituition
• Hands-on investigation role with exposure to regulatory responses

About Our Client

Our client is a leading global financial institution with a strong presence in Asia-Pacific. Known for its robust governance framework and commitment to regulatory excellence, the organisation plays an active role in maintaining market integrity and high conduct standards across its operations.

Job Description

• Support the Market Conduct Investigations team with reference checks and information reviews
• Maintain and update investigation registers, ensuring accuracy and completeness
• Assist with migration of legacy investigation records into new templates and trackers
• Prepare regulator-aligned investigation reports using approved templates and source material
• Manage document retrieval, scanning, indexing, and filing in line with records management standards
• Provide administrative and communication support to internal stakeholders
• Handle sensitive information in accordance with confidentiality, data privacy, and governance requirements

The Successful Applicant

• Diploma in Compliance or a related field, or a degree in Business, Finance or equivalent
• Relevant experience in compliance, investigations or regulatory roles, preferably within financial services, insurance or law enforcement
• 2+ years of experience in compliance support (within financial institutions), investigation support, or document/report administration
• Strong attention to detail and ability to work with structured templates and registers
• Proficient in Microsoft Office (Excel, Word, PowerPoint)
• Comfortable handling confidential information with discretion and sound judgement
• Familiarity with Market Conduct Investigations and/or regulatory reporting expectations (e.g. MAS templates) is highly advantageous

What's on Offer

• Exposure to regulatory engagement and complex market conduct issues
• Collaborative team culture with learning opportunities in compliance and investigations