Description

Our client is a Singapore-based investment management firm with a regulated presence and growing international coverage. The platform combines institutional investment discipline with technology-led research and global market exposure.

The business operates in a lean and fast-moving environment, so the role is best suited for someone who can balance strong regulatory standards with commercial practicality. The successful candidate will support a business where governance, regulatory compliance, market conduct and cross-border coordination are important parts of the compliance agenda.

Description

• Lead the day-to-day compliance function for the Singapore office, ensuring internal policies, controls and governance standards remain aligned with applicable regulatory expectations.
• Manage regulatory matters including filings, inspections, audits, compliance reviews, regulatory correspondence, internal registers, staff training and ongoing policy enhancements.
• Oversee AML/CFT and onboarding controls, including due diligence, sanctions screening, investor and counterparty reviews, escalation processes and proper documentation of compliance decisions.
• Provide compliance advisory to the business on new activities, market expansion, product-related matters, employee conduct, personal account dealing and information barrier controls.
• Work closely with senior leadership, legal, risk, investment and regional teams to strengthen compliance monitoring, support internal and external reviews, and provide clear reporting on compliance issues and regulatory developments.

Profile

• At least 8 years of compliance experience within fund management, asset management, hedge funds or closely related investment management environments.
• Good working knowledge of Singapore fund management regulations, AML/CFT requirements, governance expectations and compliance monitoring practices
• Prior experience dealing with regulatory queries, audits, policy reviews, internal controls, senior management reporting or compliance framework enhancement.
• Hands-on, independent and practical, with the ability to operate in a lean environment and advise business stakeholders confidently without relying on a large compliance team.
• Strong stakeholder management skills, with the confidence to engage senior leadership, regulators, internal teams and external service providers across a fast-moving business environment

Job Offer

This is a visible compliance role with broad ownership across regulatory compliance, AML/CFT, governance, business advisory and internal controls. The successful candidate will work closely with senior leadership and play an important role in shaping the Singapore compliance framework as the business continues to grow.

The role offers strong exposure to regional and global stakeholders, cross-border regulatory matters and a sophisticated investment management environment. It is well suited for someone who enjoys being hands-on, commercially aware and close to the business, while still maintaining strong compliance discipline.

The client offers competitive compensation, senior stakeholder visibility and the opportunity to join a collaborative, high-calibre platform with strong growth ambitions.

Michael Page International Pte Ltd. (Company No. 199804751N) is acting as an Employment Agency in relation to this vacancy. To apply online please click the 'Apply' button. For a confidential discussion about this role please contact Devan Nanthacumar (Lic No: R1871442 / EA No.: 18S9099) on +65 6416 9879.