Company Profile

J.W. Cole Financial Inc.

Company Overview

J.W. Cole is a Tampa-based Investment Adviser and Broker-Dealer, providing robust advisory service, operational, product, compliance, and practice support to approximately 500 Financial Professionals nationwide. At J.W. Cole, we recognize that we are as much in the relationship business, as we are in the financial services business. Therefore, we are passionate about the importance of strong relationships between our Financial Professionals, clients, and the Home Office staff.

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  • 1 day ago

    Registration Specialist

    J.W. Cole Financial Inc. - Tampa, FL, United States
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    The Registration Specialist is responsible for the processing, maintenance, and oversight of Financial Professionals and Home Office employees licensing and registration activities for the firm's broker-dealer and registered investment adviser. This position works closely with Financial Professionals to ensure timely and accurate registration filings while maintaining compliance with FINRA, SEC, state securities, and insurance licensing requirements. The ideal candidate is highly organized, ...

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