Description

Our client, a Global Bank, are looking for a VP Swap Dealer Compliance Advisory to join their Compliance team based in London.

Responsibilities below:

• Carry out the day-to-day management of US related regulatory tasks
• Assist in the development of the Compliance framework for US and other entity regulations across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by impacted departments.
• Provide proactive advice, guidance and challenge to the businesses in regulatory compliance matters).
• Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures and developing and delivering training.
• Provide training to the front office on regulatory and conduct matters with a particular focus on US regulation including for Swap Associated Persons.

Previous experience within US Regulations is preferred.

For further information please don't hesitate to contact me on my email: